Securities
Brokerages • Mutual Fund Companies
With market forces continuing to place demands on the securities industry along with the competitive pressure to expedite deposited funds availability, the need to protect your firm and its customers has never been greater.
Early Warning services help detect, prevent and deter fraud while complementing customer acquisition procedures and limiting the need to place extended holds on deposits.
For more than a decade, our Trusted Custodian model has enabled financial services organizations to collaborate as part of an industry-wide initiative to mitigate fraud losses while generating revenue opportunities for contributing organizations.
Solutions
For physical and online items presented for deposit or payment, performs validation and status verification of the payer’s checking account.
Responses help detect fraud, prevent losses and expedite funds availability decisions.
Distinguishes high-risk individuals from profitable customers with the end goal of opening more good accounts and reducing costly write-offs.
This service identifies applicants with a prior history of fraud and/or account abuse while also performing identity verification and compliance list screening.
Available to financial services organizations, provides notification of job applicants and employees that have been released by another institution because they knowingly caused or attempted to cause financial loss.
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